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NEWS & EVENTS

Relatively Unnoticed Supreme Court Decision Has a Big Impact on Public Employers

The Supreme Court just completed its most consequential term in decades, issuing several blockbuster decisions. By any measure, Torres v. Texas Dep’t of Pub. Safety, No. 20-603, 2022 WL 2334306 (U.S. June 29, 2022) was not among them. Still, Torres is significant for any public employer who employs veterans and is subject to the Uniformed […]

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Recent SEC Enforcement of Regulation Best Interest (Reg. BI)

The Securities and Exchange Commission (“SEC”) has moved into a new area of broker-dealer enforcement relating to suitability of securities transactions. Historically, SEC enforcement of broker-dealer misconduct involving suitability of trades centered on violations of Section 10(b) of the Securities Exchange Act of 1934 (“the Exchange Act”). Indeed, for decades, the SEC did not bring […]

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